Corporate Bank

Compliance Monitoring Officer m/f/d

Salary Negotiable
Contract Permanent
Sector AuditMonitoring & Surveillance
Location Frankfurt, Germany
Start date

Description

Are you ready to take ownership of critical compliance monitoring activities in a leading financial institution? This opportunity offers you the chance to work in a dynamic, high-stakes environment, ensuring regulatory compliance and managing financial crime risks. As a Compliance Monitoring Officer, you will play a key role in protecting the bank’s reputation, fostering a culture of compliance, and driving improvements in risk management practices.

Your tasks

  • Independently plan, execute, and report on assigned monitoring reviews, focusing on regulatory compliance and financial crime topics, within designated deadlines.
  • Prepare clear, concise, and re-performable working papers and reports in adherence to the Bank’s Monitoring Policy and Procedures.
  • Ensure the factual accuracy and quality of all outputs, including findings, management information, and ad hoc tasks.
  • Build and maintain productive relationships with stakeholders, contributing to a deeper understanding of the Bank's risk and control landscape.
  • Present findings to stakeholders and agree on actionable, SMART remediation plans.
  • Draft monitoring issues, risk statements, root cause analyses, and actions independently.
  • Proactively follow up on identified issues, escalating overdue actions and extension requests promptly.
  • Conduct first-level reviews of working papers and draft reports prepared by junior colleagues.
  • Support the EU Head of Monitoring & Surveillance with periodic reviews of monitoring procedures and governance documentation.
  • Assist in drafting the annual Compliance Monitoring Plan (CMP) and quarterly updates.
  • Take ownership of monthly Monitoring Management Information preparation and provide input at team meetings and inter-office collaborations.
  • Stay updated on legal and regulatory compliance developments through relevant training and seminars.
  • Monitor changes in the Bank’s products, activities, and regulations to assess potential impacts on risks and reviews.
  • Deputize for the EU Head of Monitoring & Surveillance during meetings and support senior Compliance team members with ad hoc requests and project work.

Your profile

  • Proven experience in the financial sector, with a background in Compliance or Audit.
  • Strong understanding of regulatory requirements, industry expectations, and financial crime risks in banking.
  • Solid grasp of risk and control frameworks and their practical application.
  • Excellent written and verbal communication skills, with strong attention to detail and analytical capabilities.
  • Effective organizational skills with the ability to prioritize tasks and manage competing deadlines.
  • Professional skepticism, an inquisitive mindset, and tenacity in achieving results.
  • Innovative problem-solving skills with a logical approach.
  • Ability to work independently and collaboratively as part of a team.
  • University degree, banking apprenticeship, or equivalent qualification.

 

Your benefits

  • Competitive Salary: A market-competitive salary based on experience and qualifications.
  • Bonus: Performance-based annual bonus.
  • Health and Wellness: Comprehensive health insurance plans and wellness programs.
  • Retirement: Attractive pension plan with employer contributions.
  • Professional Development: Opportunities for career growth, training, and development.
  • Work-Life Balance: Flexible working hours and the option to work remotely.
  • Paid Time Off: Generous vacation policy, plus additional holidays.
  • Employee Assistance Program: Access to confidential counseling and support services.
  • Diverse and Inclusive Workplace: Commitment to fostering an inclusive work environment with a strong focus on diversity and inclusion.

This role offers a unique platform to advance your career in compliance monitoring while contributing to the success and integrity of a leading financial services provider. If you are detail-oriented, proactive, and driven to excel in compliance, this is the role for you!

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Compliance Monitoring Officer m/f/d

Salary Negotiable
Contract Permanent
Sector AuditMonitoring & Surveillance
Location
Start date