Corporate Bank

Compliance Monitoring Officer m/f/d

Salary Negotiable
Contract Permanent
Sector AMLCompliance
Location Frankfurt, Germany
Start date ASAP


Our client is a leading financial institution with a global presence and a reputation for excellence in banking services. They offer a wide range of financial products and services to corporate, institutional, and individual clients.

We are seeking a highly skilled and experienced individual to join our client's team as a Compliance Monitoring Officer.

Your tasks

  • Independently conducting monitoring reviews in accordance with the approved Compliance Monitoring Plan (CMP) and within set deadlines.
  • Performing high-quality independent follow-up on issues in assigned areas within the designated timelines and documenting the results in the designated working papers.
  • Documenting monitoring review outcomes in the dedicated working papers.
  • Independently liaising with stakeholders to discuss findings and exceptions, and agreeing on actions.
  • Documenting and escalating identified exceptions in line with monitoring procedures.
  • Independently drafting monitoring issues and actions.
  • Preparing and presenting management information and periodic reports on CMP progress.
  • Attending necessary training sessions and seminars to stay updated on legal and regulatory compliance developments.
  • Keeping up-to-date with changes in the bank’s products/activities and/or regulations that may impact risks for the bank.

Your profile

  • Proven working experience in the financial sector and/or in compliance/audit.
  • Understanding of compliance requirements, relevant regulations, and guidance related to financial crime and regulatory compliance.
  • Expertise in compliance-related regulations and guidance from relevant banking associations and steering groups.
  • Knowledge of risks and controls.
  • Excellent written and verbal communication skills.
  • Strong organizational skills, including attention to detail and multitasking abilities.
  • Strong ability to work independently, with an inquisitive, innovative, and logical mindset.
  • Experience in compliance-related operational work and processing compliance-related standard requests.
  • University degree in law, business, economics, or equivalent; banking apprenticeship or equivalent.

Your benefits

  • hybrid working model
  • flexible working hours
  • corporate benefits
  • travel commute
  • BVV / Insurance Benefits
  • modern office spaces
  • international environment

If you are a dynamic and self-motivated professional with a passion for Compliance, we invite you to join our client's team.

Apply now
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Compliance Monitoring Officer m/f/d

Salary Negotiable
Contract Permanent
Sector AMLCompliance
Start date ASAP