Description

Our client is a leading financial institution with a strong international network and local presence. They offer comprehensive financial solutions and top-tier service to their clients. To strengthen their team, we are seeking a Head of Compliance & Financial Crime m/f/d who will support their compliance activities with dedication and expertise.

Your tasks

• Compliance Management:
  • Develop, implement, and maintain the bank's compliance policies and procedures.
  • Ensure the bank's operations comply with all applicable laws and regulations, including AML, KYC, and GDPR.
  • Monitor and report on compliance risks, addressing any issues promptly and effectively.
  • Oversee the compliance training program for all employees to ensure understanding and adherence to regulatory requirements.
• Regulatory Affairs:
  • Liaise with regulatory bodies and manage all regulatory submissions and inquiries.
  • Stay updated with regulatory changes and advise the management on necessary actions.
  • Coordinate and manage regulatory inspections and audits.
• Risk Assessment:
  • Conduct regular risk assessments and develop mitigation strategies.
  • Implement compliance monitoring and testing programs to identify and address potential risks.
• Leadership:
  • Lead and mentor the compliance team, fostering a culture of compliance and ethical behavior.
  • Provide guidance and support to other departments on compliance-related matters.
  • Report to the senior management and the board on the status of the compliance program.
• Policy Development:
  • Draft and revise compliance policies and procedures to reflect changes in regulations and best practices.
  • Ensure policies are effectively communicated and understood across the organization.
• Investigations:
  • Conduct internal investigations into compliance violations and ensure appropriate corrective actions are taken.
  • Maintain records of investigations and report findings to senior management.

• Collaboration: Working closely with other departments of the bank, as well as external auditors and regulatory authorities.
• Advisory: Advising management on all matters related to money laundering prevention and control.
• Internal Audits: Conducting regular internal audits of AML processes and systems to ensure effectiveness and compliance.
• Employee Training: Organizing and conducting AML training sessions for staff to ensure awareness and understanding of AML requirements.

Your profile

• Degree in Economics, Finance, Law, or a comparable qualification.
• Several years of professional experience in the financial industry, ideally in a similar position.
• In-depth knowledge of national and international AML regulations and standards.
• Certifications such as CAMS (Certified Anti-Money Laundering Specialist) or comparable qualifications are advantageous.
• Strong analytical skills and a high level of attention to detail.
• Excellent communication skills and the ability to convey complex issues clearly and comprehensively.
• Fluent in German and English, both written and spoken.