International Investmentbank

Monitoring Surveillance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Capital Markets
Location Germany
Start date ASAP


Our client is a leading financial institution operating globally, specializing in capital markets and investment banking services. With a commitment to integrity, innovation, and excellence, they provide tailored solutions to meet the diverse needs of their clients while upholding the highest standards of regulatory compliance.

Position Overview: We are seeking a motivated Transaction Monitoring Officer with experience in capital markets and investment banking to join our client's team on the Associate level. The successful candidate will play a pivotal role in safeguarding our operations against financial crimes by conducting thorough transaction monitoring and analysis.

Your tasks

  1. Perform real-time monitoring of transactions across various capital markets and investment banking activities to identify potential suspicious activities, market abuse, and regulatory compliance issues.
  2. Conduct real-time monitoring and analysis of trading activities to identify potential instances of market abuse, manipulation, or other regulatory violations.
  3. Utilize industry-leading transaction monitoring tools and systems to review and analyze transactional data, ensuring accuracy and completeness in adherence to regulatory requirements.
  4. Utilize advanced surveillance tools and systems to enhance monitoring capabilities and stay up-to-date with the latest market trends and regulations.
  5. Conduct in-depth investigations into flagged transactions, including gathering and analyzing relevant information, interviewing relevant parties, and documenting findings.
  6. Collaborate with internal stakeholders such as compliance, risk management, and legal teams to escalate and resolve identified issues promptly and effectively.
  7. Develop and maintain a strong understanding of regulatory requirements, industry best practices, and emerging trends in transaction monitoring within the capital markets and investment banking sectors.
  8. Prepare and present reports on transaction monitoring activities, findings, and recommendations to senior management and regulatory authorities as necessary.
  9. Assist in the implementation and enhancement of transaction monitoring processes, procedures, and controls to mitigate risks and ensure compliance with applicable laws and regulations.
  10. Participate in training sessions and knowledge-sharing activities to promote awareness of financial crime risks and foster a culture of compliance within the organization.

Your profile

  • Bachelor's degree in finance, accounting, business administration, or a related field. Advanced degree or relevant certifications (e.g., CAMS, CFE) is a plus.
  • Several years of experience in transaction monitoring, trade surveillance, compliance, or related roles within the capital markets or investment banking industry.
  • Strong understanding of financial products and services, including equities, fixed income, derivatives, and structured products.
  • Proficiency in using transaction monitoring tools, databases, and software applications for data analysis and investigation purposes.
  • Excellent analytical skills with the ability to interpret complex financial transactions and identify patterns or anomalies indicative of potential risks or suspicious activities.
  • Effective communication and interpersonal skills, with the ability to collaborate cross-functionally and communicate complex concepts clearly and concisely.
  • Detail-oriented approach with a commitment to accuracy and integrity in handling sensitive information and maintaining confidentiality.
  • Ability to work independently, prioritize tasks, and meet tight deadlines while maintaining a high standard of quality and professionalism.

Your benefits

  1. Competitive Compensation: Enjoy a competitive salary package commensurate with your experience and qualifications, along with opportunities for performance-based bonuses and incentives.
  2. Comprehensive Benefits Package: Access a comprehensive benefits package that includes health insurance, dental coverage, vision care, and other wellness benefits to support your overall well-being and peace of mind.
  3. Retirement Savings Plan: Plan for your future with our retirement savings plan, including employer contributions and investment options to help you achieve your long-term financial goals.
  4. Professional Development Opportunities: Take advantage of ongoing training and professional development opportunities to enhance your skills, expand your knowledge, and advance your career within our organization.
  5. Work-Life Balance: Maintain a healthy work-life balance with flexible work arrangements, paid time off, and holidays, allowing you to recharge and spend quality time with family and friends.
  6. Employee Assistance Program (EAP): Access confidential counseling, support services, and resources through our Employee Assistance Program to address personal or professional challenges and promote overall well-being.
  7. Employee Referral Program: Participate in our employee referral program and earn rewards for referring qualified candidates who join our team and contribute to our success.
  8. Social Responsibility Initiatives: Engage in corporate social responsibility initiatives and volunteer opportunities that allow you to give back to the community and make a positive impact on society.
  9. Diverse and Inclusive Culture: Join a diverse and inclusive workplace where every individual is valued, respected, and empowered to contribute their unique perspectives and experiences to our collective success.
  10. Modern Facilities: Work in a modern and collaborative office environment equipped with state-of-the-art technology, ergonomic workstations, and amenities designed to support your productivity and comfort.
  11. Employee Recognition Programs: Receive recognition for your contributions and achievements through the bank's employee recognition programs, awards, and appreciation events that celebrate your hard work and dedication.
  12. Employee Discounts: Enjoy exclusive discounts and perks on various products, services, and entertainment options through their employee discount program, helping you save money and enjoy life outside of work.
  13. Career Growth Opportunities: Explore diverse career paths and advancement opportunities within the organization, supported by mentorship, coaching, and succession planning initiatives to help you reach your full potential.

Our client is committed to fostering a supportive and inclusive work environment where employees feel valued, empowered, and inspired to achieve their professional and personal goals. Join them and become part of a dynamic team that is dedicated to excellence, integrity, and innovation in the financial industry.

Apply now
Share this Job

Apply for job

By submitting this inquiry form you will send us a non-binding interest, and we will contact you within 24 hours.
Click or drag a file to this area to upload.
Please provide us with an up to date CV so we can match you with the most suitable jobs and give you an incredible service. (PDF, .txt, .doc)
You agree to our Privacy Policy, Terms of Use and Recruitment Activities *
Apply later

Monitoring Surveillance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Capital Markets
Start date ASAP