International Investmentbank

Trade Surveillance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Capital Markets
Location Frankfurt, Germany
Start date ASAP

Description

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.

We are seeking a highly skilled and motivated Trade Surveillance Officer (on Associate Level) to join our client's team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.

Your tasks

  • Conduct real-time and retrospective trade surveillance to detect and investigate potentially suspicious or manipulative trading activities.
  • Analyze and interpret trading data, order flow, and market trends to identify potential compliance issues and trading anomalies.
  • Collaborate with other departments, including compliance, legal, and risk management, to address identified issues and implement corrective actions.
  • Stay current on industry regulations and market developments to ensure the effectiveness of surveillance procedures and tools.
  • Generate and maintain reports on surveillance activities for management and regulatory purposes.
  • Participate in the development and enhancement of surveillance systems and processes.
  • Assist in the preparation of documentation and reports for regulatory inquiries and examinations.
  • Provide training and guidance to junior staff members as needed.

Your profile

  • Bachelor's degree in business law, finance, economics, business, or a related field.
  • first years of experience in trade surveillance, compliance, or a related field within the financial industry.
  • Strong understanding of financial markets, products, and trading strategies.
  • Familiarity with relevant regulations, such as MiFID II and other global market regulations.
  • Excellent analytical and problem-solving skills, with attention to detail.
  • Effective communication skills, both written and verbal.
  • Ability to work collaboratively in a team-oriented environment.
  • Proficiency in relevant software and tools for trade surveillance.
  • Fluent German and English

Your benefits

  • pension and BVV
  • travel expenses
  • lunch vouchers
  • hybrid working model
  • Other company benefits
Apply now
Share this Job

Apply for job

By submitting this inquiry form you will send us a non-binding interest, and we will contact you within 24 hours.
Click or drag a file to this area to upload.
Please provide us with an up to date CV so we can match you with the most suitable jobs and give you an incredible service. (PDF, .txt, .doc)
You agree to our Privacy Policy, Terms of Use and Recruitment Activities *
Apply later

Trade Surveillance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Capital Markets
Location
Start date ASAP