Description

We are partnering with a leading international investment bank to identify a Markets Compliance Officer to join a well-established and internationally connected compliance function.

This role sits close to the business and supports the integrity of market activities by maintaining effective monitoring processes, ensuring adherence to regulatory expectations, and contributing to a robust control environment.

Your tasks

• Perform ongoing monitoring and review of business and transactional activities to ensure compliance with internal policies and regulatory requirements

• Analyze data, activity patterns, and behaviors to identify potential irregularities or conduct-related concerns

• Support the development, calibration, and enhancement of monitoring and control frameworks

• Liaise with stakeholders across Compliance, Risk, and Front Office to provide guidance on market conduct and regulatory topics

• Assist in the review and investigation of potential breaches or unusual activities, including documentation and escalation where required

• Contribute to regulatory reporting and internal governance processes

• Stay up to date with relevant regulatory developments (e.g. MAR, MiFID II) and assess their impact

• Support ad-hoc projects related to monitoring methodologies, controls, and compliance initiatives

Your profile

• Degree in Finance, Economics, Law, or a related field

• Several years of experience within Compliance, Risk, or a related control function in a financial institution

• Good understanding of capital markets and financial products

• Exposure to data-driven compliance activities is advantageous

• Strong analytical mindset with high attention to detail

• Ability to identify patterns and assess risks based on data

• Strong communication and stakeholder management skills

• Fluency in English required; German is a plus