Description

Hirschman Associates is supporting an international bank in appointing a Head of Compliance & AML for its Frankfurt location.

You will lead the branch’s Compliance and Anti-Money Laundering functions, report directly to local senior management and work closely with the international Head Office. The role combines independent oversight with hands-on responsibility for maintaining and developing the branch’s compliance framework. You will also oversee complaints handling and the whistleblowing function.

Your tasks

• Lead the branch’s Compliance and AML functions and advise senior management and business teams on German and European regulatory requirements.
• Act as the branch’s designated AML Officer and serve as a key point of contact for regulators and other relevant authorities.
• Lead compliance and AML/CTF risk assessments, develop the annual compliance plan and oversee follow-up on identified control gaps.
• Maintain and develop internal policies, procedures and controls in line with regulatory and Head Office requirements.
• Review escalated AML alerts and cases, oversee suspicious transaction reporting and respond to requests from relevant authorities.
• Monitor regulatory developments, assess their impact on the branch and coordinate implementation with local teams and Head Office.
• Prepare regular Compliance and AML reports for local senior management and Head Office, and escalate material incidents as needed.
• Develop and deliver Compliance and AML training, oversee the branch’s complaints handling process and manage whistleblowing reports.

Your profile

• University degree and at least five years of experience in Compliance and AML within a bank or other financial institution in Germany.
• Strong knowledge of German banking compliance and AML requirements, with practical experience in risk assessments, internal controls and regulatory reporting.
• Experience developing or managing a compliance programme and working with senior management, regulators and international stakeholders.
• A relevant professional certification in Compliance or AML.
• Sound judgment, the ability to challenge constructively and a willingness to get involved in operational matters.
• Fluency in written and spoken German and English.