International Investmentbank

Regulatory Compliance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Compliance
Location Germany
Start date 01/09/2024


Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.

We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.

Your tasks

  1. Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the bank's operations and develop strategies for compliance.
  2. Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
  3. Risk Assessment: Conduct regular risk assessments to identify areas of potential non-compliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
  4. Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
  5. Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
  6. Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
  7. Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.

Your profile

  • Bachelor's degree in Finance, Business, Law, or a related field. Advanced degree or relevant professional certification (e.g., CAMS, CRCM) is a plus.
  • Proven experience in regulatory compliance within the financial services industry, with a focus on international regulations.
  • Strong knowledge of banking regulations, anti-money laundering (AML), and know-your-customer (KYC) requirements.
  • Excellent analytical and problem-solving skills.
  • Effective communication and interpersonal skills.
  • Ability to work collaboratively with cross-functional teams.
  • Detail-oriented with a high level of accuracy.

Your benefits

  • pension and BVV
  • travel expenses
  • lunch vouchers
  • hybrid working model
  • Other company benefits
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Regulatory Compliance Officer m/f/d

Salary Negotiable
Contract Permanent
Sector Compliance
Start date 01/09/2024